As firms grow, their regulatory reporting processes and solutions must evolve to ensure that they continue to meet:
- Internal needs; i.e keeping the process efficient and adapted to the product mix
- Regulatory requirements (e.g. additional reports might be required based on new activities)
- Regulatory expectations in line with materiality and complexity
This roundtable will offer participants a chance to discuss how firms can be proactive so that they keep their process efficient and compliant as they grow. It will cover how systems , processes and governance typically evolve in line with growth.
To keep the roundtable collaborative, registrations will be capped to 25 participants.